Best Investors Account Sign in

Mary Catherine Reynolds Strassner

Cetera Investment Advisers LLC

Auburn, AL

Auburn, AL

Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2022-08-16
TX RA APPROVED_RES 2022-08-16
  • AL RA
    APPROVED
    Since 2022-08-16
  • TX RA
    APPROVED_RES
    Since 2022-08-16

Branch Locations

165 North College St, Auburn, AL 36830 • United States

Auburn, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services Raleigh NC 08/2009 09/2019
First Citizens Bank Brevard NC 09/2007 09/2019
First Citizens Investor Services Raleigh NC 09/2019 03/2022
Cetera Investment Services Llc Saint Cloud MN 08/2022 Present
Cetera Investment Advisers Llc Birmingham AL 08/2022 Present
Unemployed Auburn AL 04/2022 08/2022
Regions Bank Birmingham AL 08/2022 Present
  • 08/2009 → 09/2019
    First Citizens Investor Services
    Raleigh, NC
  • 09/2007 → 09/2019
    First Citizens Bank
    Brevard, NC
  • 09/2019 → 03/2022
    First Citizens Investor Services
    Raleigh, NC
  • 08/2022 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 08/2022 → Present
    Cetera Investment Advisers Llc
    Birmingham, AL
  • 04/2022 → 08/2022
    Unemployed
    Auburn, AL
  • 08/2022 → Present
    Regions Bank
    Birmingham, AL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-20
S63 Uniform Securities Agent State Law Examination 2009-10-19
  • S66 Uniform Combined State Law Examination
    2019-04-20
  • S63 Uniform Securities Agent State Law Examination
    2009-10-19
Other Names
  • Catherine Reynolds Hayes
  • Cathy Strassner
  • Mary Catherine Reynolds
  • Mary Catherine Reynolds Strassner

View on SEC IAPD

Other Firms

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
COLLECTIVE CAPITAL VENTURES
STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC ADVISORY SERVICES, LLC
OSAIC WEALTH, INC.
EDWARD JONES
LPL FINANCIAL LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

BRADLEY CHARLES WILSON
MATTHEW RICHARDSON CLEGG
KEITH LEDON PRIDGEN
TODD MOORE PHELAN
Crawford Asbury Tatum
CHRISTOPHER BLAKE PRESTRIDGE
Benjamin Graham Presley
Kali Bryan Chadick

Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Auburn, AL
COLLECTIVE CAPITAL VENTURES · AUBURN, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Auburn, AL
OSAIC ADVISORY SERVICES, LLC · AUBURN, AL
OSAIC WEALTH, INC. · AUBURN, AL
EDWARD JONES · AUBURN, AL
LPL FINANCIAL LLC · AUBURN, AL
LPL FINANCIAL LLC · Auburn, AL

More in Auburn, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor