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Mariner CRD 140195
$125B regulatory AUM 216 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-10 |
Branch Locations
New Braunfels, TX • United States
1114 Lost Creek Blvd Suite 260, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaa Financial Advisors, Inc. | San Antonio | TX | 11/2016 | 09/2018 |
| Usaa Financial Planning Services | San Antonio | TX | 11/2016 | 09/2018 |
| Unemployed | Boerne | TX | 09/2015 | 11/2016 |
| Usaa Investment Management Company | San Antonio | TX | 01/2018 | 09/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Antonio | TX | 10/2018 | 07/2019 |
| Bank Of America, N.A. | San Antonio | TX | 10/2018 | 07/2019 |
| Kestra Financial, Inc. | Austin | TX | 07/2019 | 08/2020 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 08/2020 | 01/2022 |
| Lpl Financial, Llc | San Antonio | TX | 01/2022 | 06/2025 |
| Texas Legacy Wealth Management | San Antonio | TX | 01/2022 | 06/2025 |
| Mariner | Overland Park | KS | 06/2025 | Present |
Rental Property, Investment related: N, Austin, TX, rental property, spouse of owner, 02/01/2021, 0 hours per month, 0 hours during trading hours, rental property owned by spouse in her name only. The property is handled and managed 100% by a property management company.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-20 |
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