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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-07-14 |
| TX | RA | APPROVED_RES | 2020-01-29 |
| AZ | RA | APPROVED | 2017-10-20 |
Branch Locations
203 Beech St., Wauseon, OH 43567 • United States
2355 East Camelback Rd Suite 750, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Scottsdale | AZ | 06/2011 | Present |
| New York Life Insurance Co | Scottsdale | AZ | 06/2011 | Present |
| Agua Fria Financial Group | Surprise | AZ | 03/2017 | Present |
| Mahoney Financial Organization, Llc | Surprise | AZ | 09/2017 | Present |
| Eagle Strategies Llc | Surprise | AZ | 10/2017 | Present |
| Agua Fria Auto, Home And Commercial | Wauseon | OH | 09/2025 | Present |
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 14850 N SCOTTSDALE RD STE 400 SCOTTSDALE, AZ 85254; START DATE 07/2014; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 4 HOURS PER MONTH; 4 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [OPERATING UNDER THE DBA NAME OF AGUA FRIA FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; SURPRISE, AZ; START DATE: 03/2017] [OPERATING UNDER THE DBA NAME OF MAHONEY FINANCIAL ORGANIZATION, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; SURPRISE, AZ; START DATE: 09/2017] [West Valley Mavericks; Participate in fundraising, event organization to raise money for West Valley Charities; PO Box 2216, Litchfield Park, AZ 85340; Start Date 07/2017; Role/Title: Member; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours] [JMR & NBR LLC dba Waymaker Properties; Real Estate Holdings; 14054 W. Charter Oak St. Surprise, AZ 85379; Start Date 11/2019; Role/Title: Member; Investment Related; 2 hours per month; 0 hours per month during securities trading hours;owner duties] [Agua Fria Financial Group PLLC; This business is being formed in order to properly rent real estate assets from our LLC and w-2 employees. Business Operating Account; 14054 W. Charter Oak Rd. Surprise, AZ 85379; Start Date 11/2019; Role/Title: Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours][Wauseon School District Finance Committee; Finance Committee Member-d to review their finance and report up to the school board and the community. ; 930 E Oak Street Wauseon, OH 43567; Start Date 09/2023; Role/Title: Volunteer; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours][Property and Casualty Sales; Appointed with outside carriers for the purpose of brokering property and casualty products.; 203 Beech Street, Wauseon, Ohio 43567; Start Date 07/2025; Role/Title: Owner; Investment Related; 5 hours per month; 1 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF AGUA FRIA AUTO, HOME, AND COMMERCIAL FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER); (WAUSEON, OH); START DATE: 09/2025]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-21 |
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