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Michael Paul Thompson

Ieq Capital, LLC

Nashville, TN

Foster City, CA

CRD 5706302

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Employer firm

Ieq Capital, LLC CRD 301819

$56.8B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Ieq Capital, Llc

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-01-23
CA RA APPROVED 2024-06-25
TN RA APPROVED 2024-06-25
  • KY RA
    APPROVED
    Since 2026-01-23
  • CA RA
    APPROVED
    Since 2024-06-25
  • TN RA
    APPROVED
    Since 2024-06-25

Branch Locations

Nashville, TN • United States

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ieq Capital, Llc Foster City CA 06/2024 Present
J.P. Morgan Securities Inc Nashville TN 08/2009 06/2024
  • 06/2024 → Present
    Ieq Capital, Llc
    Foster City, CA
  • 08/2009 → 06/2024
    J.P. Morgan Securities Inc
    Nashville, TN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-27
S63 Uniform Securities Agent State Law Examination 2009-11-17
  • S65 Uniform Investment Adviser Law Examination
    2024-03-27
  • S63 Uniform Securities Agent State Law Examination
    2009-11-17
Other Names
  • Michael Thompson
  • Michael Paul Thompson

View on SEC IAPD

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