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Wendy S Rindfliesch

Morgan Stanley

Middleton, WI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-07-28
  • TX RA
    APPROVED_RES
    Since 2011-07-28

Branch Locations

8215 Greenway Boulevard 4Th Floor, Middleton, WI 53562 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Middleton WI 06/2010 Present
  • 06/2010 → Present
    Morgan Stanley Smith Barney
    Middleton, WI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-07-06
  • S63 Uniform Securities Agent State Law Examination
    2011-07-06
Other Names
  • Wendy Sue Hyde
  • Wendy Sue Westphal
  • Wendy Sue Rindfliesch

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · MIDDLETON, WI
CANOPY WEALTH MANAGEMENT · MIDDLETON, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Middleton, WI
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · MIDDLETON, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · MIDDLETON, WI
JACOBSON & SCHMITT ADVISORS, LLC · MIDDLETON, WI
CHARLES SCHWAB & CO., INC. · Middleton, WI
EDWARD JONES · MIDDLETON, WI

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