John Andrew Mitchell

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → 10/2024
  Citi Private Bank
  San Francisco, CA
• 10/2024 → Present
  Bmo
  San Francisco, CA
• 12/2024 → Present
  Lpl Financial
  San Francisco, CA

Previous Registrations

• 2009-12-09 → 2024-10-07
  Citigroup Global Markets Inc.
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  Los Angeles, CA
  San Francisco, CA

Other Businesses

1) BMO Investment Services / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 2) Bmo Harris Bank / Financial Institution Duty / Managing Director / inv. related / San Francisco, CA 94104 / Start date 12/02/2024 - 160 Hrs per month - 100% Time Spent

Exams

• S66 Uniform Combined State Law Examination
  2009-11-25