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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-01-23
  • MI RA
    APPROVED
    Since 2025-01-23

Branch Locations

15479 S Telegraph Rd Ste A, Monroe, MI 48161 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Co Milwaukee WI 08/2009 Present
Northwestern Mutual Investment Services Llc Toledo OH 12/2009 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 08/2009 → Present
    Northwestern Mutual Life Insurance Co
    Milwaukee, WI
  • 12/2009 → Present
    Toledo, OH
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2) SENDOUTCARDS, NOT INVESTMENT-RELATED, 7629 OLYMPIC PKWY,SYLVANIA, OH 43560, 100% OWNER, MULTI-LEVEL MARKETING, PERSONAL USE ONLY, 0 HRS/MONTH, START DATE 01/01/2010

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-27
S63 Uniform Securities Agent State Law Examination 2010-01-13
  • S66 Uniform Combined State Law Examination
    2011-12-27
  • S63 Uniform Securities Agent State Law Examination
    2010-01-13
Other Names
  • Pete Scharfenberg

View on SEC IAPD

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