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Erik Heimstaedt

Wells Fargo Clearing Services, LLC

Laguna Niguel, CA

Irvine, CA

CRD 5705881

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-27
CA RA APPROVED 2021-11-15
  • TX RA
    APPROVED_RES
    Since 2025-03-27
  • CA RA
    APPROVED
    Since 2021-11-15

Branch Locations

27250 Alicia Pkwy, Laguna Niguel, CA 92677 • United States

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Laguna Niguel CA 02/2016 Present
Other Businesses

RENTAL PROPERTY; INV. RELATED; NEWPORT BEACH, CA; OWNER; START DATE 6/2023; 10 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-15
  • S66 Uniform Combined State Law Examination
    2021-11-15
Other Names
  • Erik Jeffery Heimstaedt

View on SEC IAPD

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