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Robert J Rosin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Grosse Pointe, MI

CRD 5705762

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-12
TX RA APPROVED 2009-12-17
OH RA APPROVED 2009-11-12
  • MI RA
    APPROVED
    Since 2010-05-12
  • TX RA
    APPROVED
    Since 2009-12-17
  • OH RA
    APPROVED
    Since 2009-11-12

Branch Locations

17000 Kercheval Ave, Grosse Pointe, MI 48230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Grosse Pointe Park MI 08/2009 Present
Bank Of America, Na Grosse Pointe MI 11/2009 Present
  • 08/2009 → Present
    Merrill Lynch
    Grosse Pointe Park, MI
  • 11/2009 → Present
    Bank Of America, Na
    Grosse Pointe, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-06
  • S66 Uniform Combined State Law Examination
    2009-11-06

View on SEC IAPD

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