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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2006-05-18 |
Branch Locations
311 West Comanche Avenue, Shabbona, IL 60550 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 01/2006 | Present |
| Foster'S Tax & Accounting, Llc | Shabbona | IL | 07/2005 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2006 | Present |
| Foster'S Financial Management, Llc | Shabbona | IL | 01/2006 | Present |
| Midwest Orthopaedic Institute | Sycamore | IL | 12/2014 | 12/2016 |
1) FOSTER TAX & ACCOUNTING, LLC/TAX PREPARER, NOT INV RELATED, SAME AS REGISTERED LOCATION, SPOUSE OF OWNER, TAX PREP, BUSINESS CONSULTING, CONSULT ON MANAGING & SALES TECHNIQUES, SINCE 7/2005, APPROX. 80 HRS/MTH OUTSIDE OF TRADING HOURS; 2) RENTAL OF REAL ESTATE PROPERTY (FARMLAND & HOUSE), SINCE 2005, 1H/WK; 3) FOSTER'S FINANCIAL MANAGEMENT, LLC; SHABBONA, IL; FINANCIAL AND HEALTH INSURANCE SERVICES; DBA FOR INVESTMENT PRACTICE; INV RELATED; OWNER; START DATE OF 01/2006; 45 HRS/WK: 4) FIXED INSURANCE; SAME AS REGISTERED LOCATION; INSURANCE AGENT; SELLS LIFE, HEALTH, ANNUITIES AND LONG TERM CARE 5) NAME OF OTHER BUSINESS: ST JAMES KNIGHTS OF COLUMBUS; INVESTMENT RELATED: NO; ADDRESS: 221 KIRK GATE, LEE, IL 60530; NATURE OF BUSINESS: CATHOLIC CHARITY; START DATE: 07/2012; POSITION/TITLE/RELATIONSHIP: MEMBER AT LARGE; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: ASSIST WITH CHURCH ACTIVITIES AND FUND RAISING MEALS AT THE CHURCH;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-22 |
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