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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2006-05-18
  • IL RA
    APPROVED
    Since 2006-05-18

Branch Locations

311 West Comanche Avenue, Shabbona, IL 60550 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 01/2006 Present
Foster'S Tax & Accounting, Llc Shabbona IL 07/2005 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2006 Present
Foster'S Financial Management, Llc Shabbona IL 01/2006 Present
Midwest Orthopaedic Institute Sycamore IL 12/2014 12/2016
  • 01/2006 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 07/2005 → Present
    Foster'S Tax & Accounting, Llc
    Shabbona, IL
  • 03/2006 → Present
    Schaumburg, IL
  • 01/2006 → Present
    Foster'S Financial Management, Llc
    Shabbona, IL
  • 12/2014 → 12/2016
    Midwest Orthopaedic Institute
    Sycamore, IL
Other Businesses

1) FOSTER TAX & ACCOUNTING, LLC/TAX PREPARER, NOT INV RELATED, SAME AS REGISTERED LOCATION, SPOUSE OF OWNER, TAX PREP, BUSINESS CONSULTING, CONSULT ON MANAGING & SALES TECHNIQUES, SINCE 7/2005, APPROX. 80 HRS/MTH OUTSIDE OF TRADING HOURS; 2) RENTAL OF REAL ESTATE PROPERTY (FARMLAND & HOUSE), SINCE 2005, 1H/WK; 3) FOSTER'S FINANCIAL MANAGEMENT, LLC; SHABBONA, IL; FINANCIAL AND HEALTH INSURANCE SERVICES; DBA FOR INVESTMENT PRACTICE; INV RELATED; OWNER; START DATE OF 01/2006; 45 HRS/WK: 4) FIXED INSURANCE; SAME AS REGISTERED LOCATION; INSURANCE AGENT; SELLS LIFE, HEALTH, ANNUITIES AND LONG TERM CARE 5) NAME OF OTHER BUSINESS: ST JAMES KNIGHTS OF COLUMBUS; INVESTMENT RELATED: NO; ADDRESS: 221 KIRK GATE, LEE, IL 60530; NATURE OF BUSINESS: CATHOLIC CHARITY; START DATE: 07/2012; POSITION/TITLE/RELATIONSHIP: MEMBER AT LARGE; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: ASSIST WITH CHURCH ACTIVITIES AND FUND RAISING MEALS AT THE CHURCH;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-17
S63 Uniform Securities Agent State Law Examination 2006-02-22
  • S65 Uniform Investment Adviser Law Examination
    2006-05-17
  • S63 Uniform Securities Agent State Law Examination
    2006-02-22
Other Names
  • Charles Foster

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