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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-20
  • TX RA
    APPROVED_RES
    Since 2020-05-20

Branch Locations

280 Congress St Suite 1300, Boston, MA 02210 • United States

Swansea, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Boston MA 07/2009 Present
Mml Investor Services Boston MA 08/2009 Present
  • 07/2009 → Present
    Massmutual Life Insurance Company
    Boston, MA
  • 08/2009 → Present
    Mml Investor Services
    Boston, MA
Other Businesses

(1) NAME: JEFFREY CAREY INV REL: Y ADD: 101 FEDERAL STREET, BOSTON MA 02110 NATURE:HEALTH AND LIFE INSURANCE POSITION: AGENT START DATE:1/2011 NO. HR/MO:2 NO. HR/MO DURING SEC TRADING:2 (2) NAME:JEFFREY T CAREY INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: EXIT PLANNING EXECUTION REFERRALS POSITION: OWNER START DATE: 1/15/2021 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 1 (2) NAME: FATHER RICK, LLC INV REL: N ADD: 280 CONGRESS STREET, SUITE 1300, BOSTON, MA 02210 NATURE: MEMBER OF LLC FOR RACE HORSE OWNERSHIP POSITION: MEMBER START DATE: 03/30/2026 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: NO ACTIVE DUTIES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-28
  • S66 Uniform Combined State Law Examination
    2009-09-28

View on SEC IAPD

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