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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-06-13 |
Branch Locations
3607 N Vermilion St Ste 1, Danville, IL 61832 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Torrance | CA | 05/2015 | 11/2016 |
| Shore Wealth Management | Danville | IL | 12/2016 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2017 | 06/2018 |
| Lpl Financial Llc | Danville | IL | 06/2018 | Present |
1. 6/13/2018 - Shore Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/1/2001 - 160 Hours Per Month - Time Spent: 100%. 2. 1/26/2021 - Danville Metropolitan Exposition Auditorium and Office Building Authority - Not Investment Related - 100 W Main St Danville, IL 61832 - Other-Politics/Government - Start Date: 2/10/2020 - Member Finance Committee. 3. 09/05/2023 - E4 Insurance Services - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 08/15/2023 - 2 Hours Per Month/ 2 Hours During Trading 4. 10/31/2023 - CASA of Vermilion County - Non-inv Related - Danville, IL - Non-Profit Board Member - President - Start Date: 7/1/2019 - 3 Hrs/Mo; 0 Hr During Trading 5. 11/01/2023 - Danville Metropolitan Exposition Auditorium and Office Building Authority - Not Investment Related - 100 W Main St Danville, IL 61832 - Non-Profit Board Member - Start Date: 2/10/2020 - 5 Hours Per Month/0 Hours During Securities Trading - David S Palmer Arena Board of Directors.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-08-28 |
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