Keith Christian Sweigert

Current Employers

Employment History

• 08/2009 → 05/2019
  Merrill Lynch
  Sandusky, OH
• 05/2019 → Present
  Raymond James Financial Services, Inc.
  Sandusky, OH
• 05/2019 → Present
  Raymond James Financial Services Advisors, Inc.
  Sandusky, OH
• 11/2019 → Present
  Waterstreet Holdings, Llc
  Sandusky, OH
• 11/2019 → Present
  Waterstreet Financial, Llc
  Sandusky, OH
• 11/2019 → Present
  Wsf Kcs, Llc
  Sandusky, OH

Previous Registrations

• 2009-12-02 → 2019-05-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Westlake, OH

Other Businesses

(1)Name of Business: Waterstreet Financial, LLC Address: 300 E. Water Street, Sandusky, OH, 44870, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/26/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Part owner of support company for primary business activities (2)Name of Business: Waterstreet Holdings, LLC Address: 300 E. Water Street, Sandusky, OH, 44870, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 11/26/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner - Holding company for the commercial office space that house our financial practice (3)Name of Business: WSF KCS, LLC Address: 300 E. Water Street, Sandusky, OH, 44870, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 11/26/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner - Passthrough account for primary DBA Raymond James

Exams

• S66 Uniform Combined State Law Examination
  2009-11-13

Other Names

• Keith C Sweigert
• Keith Sweigert