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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-09 |
Branch Locations
2199 Seneca St., Buffalo, NY 14210 • United States
490 Dorrance Ave., Buffalo, NY 14218 • United States
1024 Union Road, West Seneca, NY 14224 • United States
Tonawanda, NY • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Williamsville | NY | 05/2016 | 02/2018 |
| Td Ameritrade, Inc. | Williamsville | NY | 02/2018 | 01/2021 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 01/2021 |
| M And T Securities | Buffalo | NY | 02/2021 | 06/2021 |
| Lpl Financial Llc | Buffalo | NY | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-17 |
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