Gregory Joseph Auerbach

Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-01-31
NJ	RA	APPROVED	2009-11-06

TX RA
APPROVED_RES

Since 2022-01-31
NJ RA
APPROVED

Since 2009-11-06

Branch Locations

320 Headquarters Plaza East Tower 12Th Floor, Morristown, NJ 07960 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Ayco Company, L.P./Mercer Allied	Parsippany	NJ	10/2008	01/2021
Goldman Sachs & Co. Llc	New York	NY	01/2021	Present

10/2008 → 01/2021

The Ayco Company, L.P./Mercer Allied

Parsippany, NJ
01/2021 → Present

Goldman Sachs & Co. Llc

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-10-30

S66 Uniform Combined State Law Examination

2009-10-30

View on SEC IAPD