Terri Misako Ichinose

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2025-12-22

HI RA
APPROVED

Since 2025-12-22

Branch Locations

Pearl City, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Crown Capital Securities, Lp	Orange	CA	01/2010	05/2024
Wespac Hawaii Financial	Honolulu	HI	01/2009	Present
Lpl Financial Llc	Aiea	HI	05/2024	Present

01/2010 → 05/2024

Crown Capital Securities, Lp

Orange, CA
01/2009 → Present

Wespac Hawaii Financial

Honolulu, HI
05/2024 → Present

Lpl Financial Llc

Aiea, HI

Previous Registrations

2020-01-24 → 2024-05-01

Crown Capital Securities, L.P.

Honolulu, HI

Aiea, HI

Orange, CA

Aiea, HI

Other Businesses

(1) 05/01/2024 - WESPAC HAWAII FINANCIAL CORP - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 01/01/2011 - 30 Hours Per Month (2) 05/01/2024 - Fixed Insurance Trails - Non-Variable Insurance Trails Only - Investment Related - At Reported Business Location(s) - Start Date 01/01/2010 - Time Spent 1%

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-12-13
S63	Uniform Securities Agent State Law Examination	2010-03-27

S66 Uniform Combined State Law Examination

2019-12-13
S63 Uniform Securities Agent State Law Examination

2010-03-27

View on SEC IAPD