Joseph G Rearick

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-11-14

PA RA
APPROVED

Since 2024-11-14

Branch Locations

2009 Mackenzie Way Ste 100 Pmb 188, Cranberry Township, PA 16066 • United States

Dubois, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	Dubois	PA	07/2014	11/2024
Encompass Financial Group Llc	Dubois	PA	08/2009	Present
Lpl Enterprise, Llc	Dubois	PA	11/2024	Present

07/2014 → 11/2024

Pruco Securities, Llc.

Dubois, PA
08/2009 → Present

Encompass Financial Group Llc

Dubois, PA
11/2024 → Present

Lpl Enterprise, Llc

Dubois, PA

Previous Registrations

2021-11-11 → 2024-11-14

Pruco Securities, Llc.

Dubois, PA

Canonsburg, PA

Dubois, PA

Other Businesses

1) 10/14/2024 - Encompass Financial, LLC, Offering Ins & Related Fin Services - Associate Producer (Non-GA) - DBA for LPL Business (entity for LPL business) - Inv Related - At DUBOIS, PA - Start Date 12/01/2016 - 160hrs/mth - 120hrs/mth During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-10-25
S63	Uniform Securities Agent State Law Examination	2015-01-02

S65 Uniform Investment Adviser Law Examination

2021-10-25
S63 Uniform Securities Agent State Law Examination

2015-01-02

View on SEC IAPD