James M Conway

Employer firm

Alliancebernstein L.p. CRD 108477

$763B regulatory AUM 16 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 01/2019
  Edward Jones
  St Louis, MO
• 10/2020 → 12/2022
  Bny Mellon Securities Corp
  Dallas, TX
• 01/2019 → 12/2022
  Bny Mellon
  Dallas, TX
• 01/2023 → Present
  Sanford C. Bernstein & Co., Llc
  Dallas, TX

Previous Registrations

• 2016-02-19 → 2019-01-10
  Edward Jones
  Dallas, TX
  St Louis, MO
  Dallas, TX
  Carrollton, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX

Exams

• S66 Uniform Combined State Law Examination
  2023-02-27

Other Names

• James Michael Conway
• James M Conway
• James Conway