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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-18
VA RA APPROVED 2024-11-13
  • TX RA
    APPROVED_RES
    Since 2024-11-18
  • VA RA
    APPROVED
    Since 2024-11-13

Branch Locations

1111 E Main St, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Richmond VA 09/2021 04/2022
Wells Fargo Bank, Na Richmond VA 09/2021 04/2022
Envestnet | Moneyguide Powhatan VA 10/2014 09/2020
Unemployed Richmond VA 10/2020 01/2021
Costar Group Richmond VA 01/2021 09/2021
Lpl Financial Llc Richmond VA 05/2022 10/2024
Newedge Advisors, Llc. New Orleans LA 05/2022 10/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Richmond VA 10/2024 Present
Bank Of America, N.A. Richmond VA 12/2024 Present
  • 09/2021 → 04/2022
    Richmond, VA
  • 09/2021 → 04/2022
    Wells Fargo Bank, Na
    Richmond, VA
  • 10/2014 → 09/2020
    Envestnet | Moneyguide
    Powhatan, VA
  • 10/2020 → 01/2021
    Unemployed
    Richmond, VA
  • 01/2021 → 09/2021
    Costar Group
    Richmond, VA
  • 05/2022 → 10/2024
    Lpl Financial Llc
    Richmond, VA
  • 05/2022 → 10/2024
    Newedge Advisors, Llc.
    New Orleans, LA
  • 10/2024 → Present
    Richmond, VA
  • 12/2024 → Present
    Bank Of America, N.A.
    Richmond, VA
Previous Registrations
Other Businesses

I*: 2071269Name of the other business Referee Society of Virginia Whether the business is investment-related No.Address of the other business Mechanicsville, VA 23116Nature of the other businessTitle, or relationship with the other business Referee, Recruitment OfficerStart date of your relationship9/2011Approximate number of hours/month you devote to the other business20Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other business I referee rugby matches for high school, college and adult club teams on the weekends. I*: 2071270Name of the other business Rental PropertyWhether the business is investment-related NoAddress of the other business Richmond, VA 23223Nature of the other business Rental PropertyTitle, or relationship with the other business OwnerStart date of your relationship06/01/2023Approximate number of hours/month you devote to the other business2Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other business I moved from my previous residence and later began to rent it out for income. I pay a portion of my rental income to a property manager to handle all maintenance and issues with the property. I*2100274, Entity Type: Fiduciary, Name of OBA: M R Davis, Address: Mechanicsville, VA, 23116, Investment Related: N, Position, Title, Association: Administrator, Executor, Trustee , Employee State Date: 20-Nov-2029, No Hours: 1 Weekly, No Hours during Trading: 1 Weekly, Duties: I*2177293, Entity Type: , Name of OBA: Longwood University College of Business and Economics Board, Address: Farmville, Virginia, 23909, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 04/01/2025, No Hours: 20 Yearly, No Hours during Trading: 4 Yearly, Duties: Helping further Longwood University students within their life and career aspirations, specifically beginning with the College of Business and Economics. I*: 2237267 Entity Type: Charitable Name of OBA: Todd Davis Miller Scholarship Board - Longwood University Address: Farmville, VA 23901 Investment Related: No Position, Title, Association: Committee member Employee Start Date: 03/22/2025 Number of Hours: 3 hrs annually Number of Hours during trading: o Duties: Help select scholarship recipients.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-14
S63 Uniform Securities Agent State Law Examination 2012-02-28
  • S66 Uniform Combined State Law Examination
    2021-12-14
  • S63 Uniform Securities Agent State Law Examination
    2012-02-28
Other Names
  • Christopher H Davis

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