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Employer firm

Ausdal Financial Partners, Inc. CRD 7995

$3.73B regulatory AUM 665 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • ADVICE ON UMA PLATFORMS

From the firm’s Form ADV. Read the guides:

Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-11-29
IL RA APPROVED 2013-01-02
  • CO RA
    APPROVED
    Since 2021-11-29
  • IL RA
    APPROVED
    Since 2013-01-02

Branch Locations

Geneva, IL • United States

3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Safety Service Sys Chicago IL 08/2002 09/2019
Ausdal Financial Partners Davenport IA 07/2012 Present
  • 08/2002 → 09/2019
    Safety Service Sys
    Chicago, IL
  • 07/2012 → Present
    Ausdal Financial Partners
    Davenport, IA
Other Businesses

1) NATIONAL REFEREE ASSESOR; NOT INVESTMENT RELATED; GENEVA IL AND SURROUNDING AREA; ASSESS REFEREE CANDIDATES; STARTED REFEREEING IN AUGUST 1995 AND IT HAS MOVED TO ASSESSING REFEREES;20 HOURS PER MONTH WITH NONE OF THOSE HOURS DURING TRADING HOURS; PROVIDE ASSESSMENTS FOR CURRENT NATIONAL REFEREES AND CANDIDATES WHO SEEK TO ATTAIN THAT RANKING. 2)INSURANCE SALES; GENEVA, IL; AGENT; ACTIVITY BEGAN IN MARCH 2017; I DEVOTE APPX 40 HOURS PER MONTH WITH 20 OF THOSE HOURS DURING TRADING HOURS TO THIS ACTIVITY; SALE OF INSURANCE PRODUCTS; COMPENSATION IS COMMISSION. 3.)GENEVA HIGH SCHOOL SCOREBOARD KEEPER; NON-INVESTMENT RELATED; GENEVA, IL; RECORD KEEPING FOR HIGH SCHOOL BASKET BALL; ACTIVITY BEGAN 12/2019; I DEVOTE APPROXIMATELY 20 HOURS PER MONTH TO THIS ACTIVITY WITH NONE OF THOSE HOURS DURING TRADING HOURS. SCORE KEEPER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-11-26
S63 Uniform Securities Agent State Law Examination 2009-09-02
  • S65 Uniform Investment Adviser Law Examination
    2012-11-26
  • S63 Uniform Securities Agent State Law Examination
    2009-09-02

View on SEC IAPD

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