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San Diego, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Edison | NJ | 07/2012 | 07/2017 |
| Bank Of America N.A. | Edison | NJ | 01/2015 | 07/2017 |
| Great Lakes & Atlantic Wealth Management | Charlotte | NC | 07/2017 | 06/2018 |
| Noblebridge Wealth Management, Llc | Montclair | NJ | 07/2017 | 07/2019 |
| Eaglebrook Advisors Inc. | Jersey City | NJ | 12/2019 | 07/2020 |
| Altruist | Venice | CA | 07/2019 | 08/2020 |
| Onramp | San Diego | CA | 08/2020 | 03/2022 |
| 401 Financial, Llc | San Diego | CA | 05/2022 | Present |
1) 401 STC, LLC - Tyrone Ross is the Founder of 401 STC, LLC through which he provides financial consulting services and participates in speaking engagements. This activity accounts for approximately 10 hours per month and 4 hours per month during trading hours. 2) Coindesk - Mr. Ross also acts as a contractor with Coindesk where he produces podcasts, hosts events, and participates in conference development. This activity accounts for approximately 4 hours per month and 4 hours per month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2010-01-26 |
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