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Tyrone V Ross

401 Financial

San Diego, CA

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Current Employers
401 Financial

San Diego, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Edison NJ 07/2012 07/2017
Bank Of America N.A. Edison NJ 01/2015 07/2017
Great Lakes & Atlantic Wealth Management Charlotte NC 07/2017 06/2018
Noblebridge Wealth Management, Llc Montclair NJ 07/2017 07/2019
Eaglebrook Advisors Inc. Jersey City NJ 12/2019 07/2020
Altruist Venice CA 07/2019 08/2020
Onramp San Diego CA 08/2020 03/2022
401 Financial, Llc San Diego CA 05/2022 Present
  • 07/2012 → 07/2017
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Edison, NJ
  • 01/2015 → 07/2017
    Bank Of America N.A.
    Edison, NJ
  • 07/2017 → 06/2018
    Great Lakes & Atlantic Wealth Management
    Charlotte, NC
  • 07/2017 → 07/2019
    Noblebridge Wealth Management, Llc
    Montclair, NJ
  • 12/2019 → 07/2020
    Eaglebrook Advisors Inc.
    Jersey City, NJ
  • 07/2019 → 08/2020
    Altruist
    Venice, CA
  • 08/2020 → 03/2022
    Onramp
    San Diego, CA
  • 05/2022 → Present
    401 Financial, Llc
    San Diego, CA
Previous Registrations
Other Businesses

1) 401 STC, LLC - Tyrone Ross is the Founder of 401 STC, LLC through which he provides financial consulting services and participates in speaking engagements. This activity accounts for approximately 10 hours per month and 4 hours per month during trading hours. 2) Coindesk - Mr. Ross also acts as a contractor with Coindesk where he produces podcasts, hosts events, and participates in conference development. This activity accounts for approximately 4 hours per month and 4 hours per month during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-11
S63 Uniform Securities Agent State Law Examination 2010-01-26
  • S66 Uniform Combined State Law Examination
    2011-11-11
  • S63 Uniform Securities Agent State Law Examination
    2010-01-26
Other Names
  • Tyrone V Ross
  • Tyrone V Ross

View on SEC IAPD

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