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Sean Jeffrey Barker

Alliancebernstein L.P.

Philadelphia, PA

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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-30
NY RA APPROVED 2023-04-17
DC RA APPROVED 2022-01-19
FL RA APPROVED 2014-09-15
PA RA APPROVED 2012-12-14
  • TX RA
    APPROVED_RES
    Since 2023-11-30
  • NY RA
    APPROVED
    Since 2023-04-17
  • DC RA
    APPROVED
    Since 2022-01-19
  • FL RA
    APPROVED
    Since 2014-09-15
  • PA RA
    APPROVED
    Since 2012-12-14

Branch Locations

1735 Market Street Suite 3800, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc Philadelphia PA 11/2009 Present
  • 11/2009 → Present
    Sanford C. Bernstein & Co., Llc
    Philadelphia, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-12
S63 Uniform Securities Agent State Law Examination 2009-11-23
  • S65 Uniform Investment Adviser Law Examination
    2012-12-12
  • S63 Uniform Securities Agent State Law Examination
    2009-11-23

View on SEC IAPD

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GLENMEDE INVESTMENT MANAGEMENT, LP · PHILADELPHIA, PA
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GLOBAL ADVISERS, LLC · PHILADELPHIA, PA
BIOPHY CAPITAL MANAGEMENT LLC · PHILADELPHIA, PA
VERITABLE FINANCIALS LLC · PHILADELPHIA, PA
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MORGAN STANLEY · Philadelphia, PA
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