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Matthew Michael Rose

LPl Financial LLC

Weldon Springs, MO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
  • MO RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

5933 Highway 94 Ste 205, Weldon Springs, MO 63304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Creve Coeur MO 08/2009 07/2021
Various Insurance Carriers For W&R Insurance Agencies O Fallon MO 12/2009 07/2021
Fleur De Lis Enterprises, Inc Ofallon MO 03/2020 07/2021
John 21 Lp Dba Tacos 4 Life Ofallon MO 03/2020 07/2021
St Teresa Of Calcutta Inc Ofallon MO 03/2020 07/2021
Stl Wealth Lp Ofallon MO 02/2020 07/2021
T4L O'FAllon Lp Dba Tacos 4 Life Grill O'FAllon MO 03/2021 07/2021
Lpl Financial Llc Edmond OK 07/2021 Present
  • 08/2009 → 07/2021
    Waddell & Reed, Inc.
    Creve Coeur, MO
  • 12/2009 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    O Fallon, MO
  • 03/2020 → 07/2021
    Fleur De Lis Enterprises, Inc
    Ofallon, MO
  • 03/2020 → 07/2021
    John 21 Lp Dba Tacos 4 Life
    Ofallon, MO
  • 03/2020 → 07/2021
    St Teresa Of Calcutta Inc
    Ofallon, MO
  • 02/2020 → 07/2021
    Stl Wealth Lp
    Ofallon, MO
  • 03/2021 → 07/2021
    T4L O'FAllon Lp Dba Tacos 4 Life Grill
    O'FAllon, MO
  • 07/2021 → Present
    Edmond, OK
Previous Registrations
  • 2009-11-23 → 2021-07-21
    Waddell & Reed
    Edmond, OK
    Weldon Springs, MO
Other Businesses

1. 3/2020/John 21 LP DBA Tacos 4 Life/Outside/W-2 Employment/Investment Related/Ofallon, MO/0 HRS/MO 2. 07/2021/Matthew Rose/Non-Variable Insurance/Investment Related/Central North Plains, MO/0 HRS/MO 3. 2018/Matthew Rose/STL Wealth/DBA for LPL Business (entity for LPL business)/Investment Related/Weldon Spring, MO/160 HRS/MO 4. 3/2020/Fleur De Lis Enterprises, Inc/Business Entity For Tax/Investment Purposes Only/Investment Related/Ofallon, MO/1 HRS/MO 5. 3/2020/St. Teresa of Calcutta Inc/Outside/W-2 Employment/Investment Related/Ofallon, MO/1 HRS/MO 6. 3/2020/STL Wealth LP/Business Entity For Tax/Investment Purposes Only/Investment Related/Ofallon, MO/5 HRS/MO 7. 11/29/2021 - CRUMP LIFE INSURANCE - Investment Related - At Reported Business Location(s) - Non-Variable Insurance Trails Only - Started 06/01/2021 - 1 Hour Per Month During Securities Trading. 8. 06/23/2022 - CH GP, Inc. - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - General Partner - Start Date: 06/16/2022 - 1 Hour Per Month/1 Hour During Securities Trading. 9. 06/23/2022 - Churchill LP - Investment Related - Marthasville, MO 63357 - Real Estate Rental - Start Date: 06/16/2022 - 1 Hour Per Month/1 Hour During Securities Trading. 10. 11/20/2025 - Associates of Clifton Park - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 12/01/2025 - 1 hour per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-20
  • S66 Uniform Combined State Law Examination
    2009-11-20
Other Names
  • Matthew Rose
  • Matt Rose

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