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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
5933 Highway 94 Ste 205, Weldon Springs, MO 63304 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Creve Coeur | MO | 08/2009 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | O Fallon | MO | 12/2009 | 07/2021 |
| Fleur De Lis Enterprises, Inc | Ofallon | MO | 03/2020 | 07/2021 |
| John 21 Lp Dba Tacos 4 Life | Ofallon | MO | 03/2020 | 07/2021 |
| St Teresa Of Calcutta Inc | Ofallon | MO | 03/2020 | 07/2021 |
| Stl Wealth Lp | Ofallon | MO | 02/2020 | 07/2021 |
| T4L O'FAllon Lp Dba Tacos 4 Life Grill | O'FAllon | MO | 03/2021 | 07/2021 |
| Lpl Financial Llc | Edmond | OK | 07/2021 | Present |
1. 3/2020/John 21 LP DBA Tacos 4 Life/Outside/W-2 Employment/Investment Related/Ofallon, MO/0 HRS/MO 2. 07/2021/Matthew Rose/Non-Variable Insurance/Investment Related/Central North Plains, MO/0 HRS/MO 3. 2018/Matthew Rose/STL Wealth/DBA for LPL Business (entity for LPL business)/Investment Related/Weldon Spring, MO/160 HRS/MO 4. 3/2020/Fleur De Lis Enterprises, Inc/Business Entity For Tax/Investment Purposes Only/Investment Related/Ofallon, MO/1 HRS/MO 5. 3/2020/St. Teresa of Calcutta Inc/Outside/W-2 Employment/Investment Related/Ofallon, MO/1 HRS/MO 6. 3/2020/STL Wealth LP/Business Entity For Tax/Investment Purposes Only/Investment Related/Ofallon, MO/5 HRS/MO 7. 11/29/2021 - CRUMP LIFE INSURANCE - Investment Related - At Reported Business Location(s) - Non-Variable Insurance Trails Only - Started 06/01/2021 - 1 Hour Per Month During Securities Trading. 8. 06/23/2022 - CH GP, Inc. - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - General Partner - Start Date: 06/16/2022 - 1 Hour Per Month/1 Hour During Securities Trading. 9. 06/23/2022 - Churchill LP - Investment Related - Marthasville, MO 63357 - Real Estate Rental - Start Date: 06/16/2022 - 1 Hour Per Month/1 Hour During Securities Trading. 10. 11/20/2025 - Associates of Clifton Park - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 12/01/2025 - 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-20 |
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