David Owen Schrempf

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → 07/2020
  Massmutual Life Insurance Company
  Canoga Park, CA
• 08/2013 → 07/2020
  Mml Investors Services Llc
  Canoga Park, CA
• 01/2025 → 03/2025
  Osaic Wealth, Inc.
  Westlake Village, CA
• 03/2025 → Present
  Equitable Advisors, Llc
  New York, NY
• 07/2020 → 01/2025
  Osaic Fa, Inc
  Fort Wayne, IN

Previous Registrations

• 2025-01-24 → 2025-03-11
  Osaic Wealth, Inc.
  Westlake Village, CA
• 2020-07-17 → 2025-01-24
  Osaic Fa, Inc.
  Westlake Village, CA
• 2014-08-29 → 2020-07-21
  Mml Investors Services, Llc
  Woodland Hills, CA
  Santa Monica, CA
  Woodland Hills, CA
  Canoga Park, CA

Other Businesses

1. Owner/Founding Partner, Kaizen Financial Planning and Insurance Solutions, Inc. used for DBA for financial services practice for independent branding and tax purposes.2. West Hills Insurance, P&C Insurance licensed agent. 3. Outside fixed business. 4. 2nd Lieutenant and Transportation officer for Squadron 3, Group 1 of the Civil Air Patrol (Civilian Auxiliary of the Air Force). 5. ProVisors: Social Chairman for Westlake 5 and Associate Group Leader for one of the affinity groups. 6. Life Settlement Broker with Ashar Group, LLC. Located at: 1800 Pembrook Drive Suite 240 Orlando, FL 32810. 7. Trustee for Immediate Family's Trust.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-08-21
• S63 Uniform Securities Agent State Law Examination
  2009-12-22

Other Names

• Dave Schrempf