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11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-09-18 |
| AZ | RA | APPROVED | 2023-05-24 |
| FL | RA | APPROVED | 2022-07-05 |
| UT | RA | APPROVED | 2022-06-13 |
| AL | RA | APPROVED | 2022-06-09 |
| CA | RA | APPROVED | 2022-06-09 |
| CO | RA | APPROVED | 2022-06-09 |
| CT | RA | APPROVED | 2022-06-09 |
| MD | RA | APPROVED | 2022-06-09 |
| VA | RA | APPROVED | 2022-06-09 |
| PA | RA | APPROVED | 2022-02-24 |
| NY | RA | APPROVED | 2021-08-19 |
Branch Locations
728 Weiland Road Rochester, Rochester, NY 14626 • United States
11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Defreze Financial Services | Rochester | NY | 06/2009 | Present |
| Greece Athena High School | Rochester | NY | 07/2011 | 06/2017 |
| Cadaret, Grant & Co., Inc. | Rochester | NY | 06/2013 | 08/2021 |
| Kingswood Capital Partners, Llc | San Diego | CA | 08/2021 | Present |
| Kingswood Wealth Advisors, Llc | San Diego | CA | 08/2021 | Present |
| Benchmark Investments, Llc | Rochester | NY | 06/2022 | Present |
| Kingswood Capital Partners, Llc | Rochester | NY | 05/2023 | Present |
1) Mariano Agency LLC - yes investment related - 329 Brush Creek Drive, Rochester, NY 14612 - Medicare insurance - Insurance agent - 10/2018 - 3-5 hours - 3 hours - help clients 65 and older know insurance options and enroll 2) DeFreze Financial Services - yes investment related - 728 Weiland Road Rochester, NY 14626 - DBA Robert DeFreze (my father) does business under for financial services - Registered Rep - 06/2010 - 160 hours - 160 hours - financial advising, investing & portfolio management, client relations 3) Danielle Mariano - not insurance related - Rochester, NY - insurance agent - 1 hour - 1 hour - insurance and fixed annuities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-31 |
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