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Mary Wang Wang

Charles Schwab & Co., Inc.

Westlake, TX

Ballwin, MO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-03-18
  • MO RA
    APPROVED
    Since 2022-03-18

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Ballwin, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Inc. St. Louis MO 09/2009 02/2018
Td Ameritrade St Louis MO 02/2018 06/2024
Charles Schwab & Co., Inc. Ballwin MO 03/2022 Present
  • 09/2009 → 02/2018
    Scottrade Inc.
    St. Louis, MO
  • 02/2018 → 06/2024
    Td Ameritrade
    St Louis, MO
  • 03/2022 → Present
    Charles Schwab & Co., Inc.
    Ballwin, MO
Previous Registrations
  • 2019-09-03 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    St Louis, MO
  • 2019-09-03 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    St. Louis, MO
    Westlake, TX
    St Louis, MO
    St Louis, MO
    St. Louis, MO
    Omaha, NE
    St. Louis, MO
    Ballwin, MO
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-31
S63 Uniform Securities Agent State Law Examination 2010-03-12
  • S66 Uniform Combined State Law Examination
    2019-08-31
  • S63 Uniform Securities Agent State Law Examination
    2010-03-12
Other Names
  • Mary Kun Wang
  • Kun Wang
  • Mary Kun Wang

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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