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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-12-07 |
Branch Locations
100 Corporate Parkway Suite 112, Amherst, NY 14226 • United States
Tonawanda, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services, Llc | Austin | TX | 05/2015 | 03/2019 |
| Walsh Duffield Companies | Buffalo | NY | 05/2015 | 11/2021 |
| Kestra Advisory Services, Llc | Austin | TX | 04/2016 | 03/2019 |
| Strategic Retirement Partners | Shorewood | IL | 01/2017 | 11/2021 |
| Lpl Financial, Llc | Buffalo | NY | 04/2019 | 12/2019 |
| Global Retirement Partners, Llc | Buffalo | NY | 04/2019 | 11/2021 |
| Tiaa | Amherst | NY | 11/2021 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Amherst | NY | 11/2021 | Present |
(1) GOODWILL OF WNY POSITION: Board Member NATURE: Social enterprise where retail stores support mission of workforce development INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2018 ADDRESS: 1119 William St., Buffalo NY 14206, United States DESCRIPTION: Strategic vision for the organization and member of the finance committee (2) CHILD & FAMILY SERVICES POSITION: Board Member NATURE: Human services non-profit agency INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2025 ADDRESS: 330 Delaware Ave, Buffalo NY 14202, United States DESCRIPTION: Strategic vision for the organization
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-20 |
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