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Joseph Frederick Baigas

Truist Advisory Services, Inc.

Atlanta, GA

CRD 5703406

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Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-13
GA RA APPROVED 2021-02-17
  • TX RA
    APPROVED_RES
    Since 2021-04-13
  • GA RA
    APPROVED
    Since 2021-02-17

Branch Locations

740 Battery Ave, Se Ste 8500, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scott & Stringfellow Atlanta GA 11/2010 Present
Bb&T Securities, Llc Atlanta GA 01/2013 Present
Truist Investment Services, Inc. Atlanta GA 02/2021 Present
Truist Advisory Services, Inc. Atlanta GA 02/2021 Present
  • 11/2010 → Present
    Scott & Stringfellow
    Atlanta, GA
  • 01/2013 → Present
    Bb&T Securities, Llc
    Atlanta, GA
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Atlanta, GA
  • 02/2021 → Present
    Atlanta, GA
Previous Registrations
  • 2013-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Atlanta, GA
    Richmond, VA
  • 2010-11-19 → 2013-01-02
    Scott & Stringfellow, Llc
    Atlanta, GA
  • 2009-11-30 → 2010-10-07
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-14
  • S66 Uniform Combined State Law Examination
    2009-11-14
Other Names
  • Joseph Frederick Baigas Iv

View on SEC IAPD

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