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Current Employers
Gallagher Fiduciary Advisors, Llc

2850 Golf Road, Rolling Meadows, IL 60008 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-12-16
  • IL RA
    APPROVED
    Since 2024-12-16

Branch Locations

2850 Golf Road, Rolling Meadows, IL 60008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Plexus Financial Services, Llc Deer Park IL 10/2015 06/2024
Triad Advisors Atlanta GA 07/2024 08/2024
Osaic Wealth, Inc. Rolling Meadows IL 08/2024 Present
Gallagher Fiduciary Advisors, Llc Rolling Meadows IL 12/2024 Present
  • 10/2015 → 06/2024
    Plexus Financial Services, Llc
    Deer Park, IL
  • 07/2024 → 08/2024
    Triad Advisors
    Atlanta, GA
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Rolling Meadows, IL
  • 12/2024 → Present
    Rolling Meadows, IL
Previous Registrations
  • 2022-03-16 → 2024-05-31
    Plexus Financial Services, Llc
    Deer Park, IL
    Deer Park, IL
    Deer Park, IL
Other Businesses

1)Gallagher Benefit Services;2850 Golf Rd,Rolling Meadows,IL 60008;corporation;area senior vice president;6/17/2024;6.5 hrs during trading;advising CFOs,HR directors,and plan administrators on the design,installation and administration of defined contribution plans,defined benefit plans,health & welfare programs and benefit outsourcing 2)Gallagher Fiduciary Advisors;investment related;2850 Golf Rd,Rolling Meadows,IL 60080;SEC registered firm;senior area vice president;6/17/2024;110 hrs/month;6.5 hrs during trading;serve a retirement plan advisor by advising CFOs,HR directors and plan administrators on the design,installation and administration of defined contribution plans,defined benefit plans

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-08
S63 Uniform Securities Agent State Law Examination 2011-09-07
  • S65 Uniform Investment Adviser Law Examination
    2022-03-08
  • S63 Uniform Securities Agent State Law Examination
    2011-09-07
Other Names
  • Allison L Hill
  • Allison L Law
  • Allison Lorraine Law-Barlow
  • Allison Lorraine Winge
  • Allison Lorraine Barlow

View on SEC IAPD

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