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2850 Golf Road, Rolling Meadows, IL 60008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-12-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Plexus Financial Services, Llc | Deer Park | IL | 10/2015 | 06/2024 |
| Triad Advisors | Atlanta | GA | 07/2024 | 08/2024 |
| Osaic Wealth, Inc. | Rolling Meadows | IL | 08/2024 | Present |
| Gallagher Fiduciary Advisors, Llc | Rolling Meadows | IL | 12/2024 | Present |
1)Gallagher Benefit Services;2850 Golf Rd,Rolling Meadows,IL 60008;corporation;area senior vice president;6/17/2024;6.5 hrs during trading;advising CFOs,HR directors,and plan administrators on the design,installation and administration of defined contribution plans,defined benefit plans,health & welfare programs and benefit outsourcing 2)Gallagher Fiduciary Advisors;investment related;2850 Golf Rd,Rolling Meadows,IL 60080;SEC registered firm;senior area vice president;6/17/2024;110 hrs/month;6.5 hrs during trading;serve a retirement plan advisor by advising CFOs,HR directors and plan administrators on the design,installation and administration of defined contribution plans,defined benefit plans
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-07 |
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