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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 08/2010 | 01/2019 |
| Parkland Securities Llc | Ann Arbor | MI | 01/2019 | 07/2024 |
| Osaic | Southfield | MI | 07/2024 | 07/2024 |
| Parkland Securities, Llc | Ann Arbor | MI | 07/2024 | Present |
1. LEGACY FINANCIAL & INS SVCS POSITION: Insurance Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 09/07/2012 ADDRESS: 292 Doulas Ave, Holland MI 49424, United States DESCRIPTION: Selling fixed annuities, disability, health & Life, Long term care and medicare supplement insurance offerings. 2. MICHIGAN FINANCIAL COMPANIES POSITION: Registered Representative NATURE: General securities business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/12/2024 ADDRESS: 292 Douglas Ave, Holland MI 49424, United States DESCRIPTION: Soliciting, selling and providing securities to customers in approved states.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2010-01-26 |
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