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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-05
CA RA APPROVED 2013-02-06
  • MN RA
    APPROVED
    Since 2013-11-05
  • CA RA
    APPROVED
    Since 2013-02-06

Branch Locations

13765 83Rd Way N, Maple Grove, MN 55369 • United States

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, National Association Medina MN 04/2010 Present
General Development Finance, Llc Plymouth MN 01/2007 12/2017
Metro Defense Training, Llc Plymouth MN 07/2007 12/2017
Wells Fargo Advisors Llc Maple Grove MN 02/2013 11/2016
Wells Fargo Clearing Services, Llc Maple Grove MN 11/2016 Present
  • 04/2010 → Present
    Wells Fargo Bank, National Association
    Medina, MN
  • 01/2007 → 12/2017
    General Development Finance, Llc
    Plymouth, MN
  • 07/2007 → 12/2017
    Metro Defense Training, Llc
    Plymouth, MN
  • 02/2013 → 11/2016
    Wells Fargo Advisors Llc
    Maple Grove, MN
  • 11/2016 → Present
    Maple Grove, MN
Previous Registrations
Other Businesses

VAIL RESORTS INC., NOT INV RELATED, BROOMFIELD, CO, PRODUCT SALES SERVICE AGENT, START 11/1/2022, 25 HOURS PER MONTH, ZERO HOURS DURING TRADING, SELLING LIFT TICKETS, SEASON PASSES AND EQUIPMENT RENTALS FOR SKI RESORT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-06
  • S66 Uniform Combined State Law Examination
    2011-05-06

View on SEC IAPD

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