Kenneth David Connally

Employer firm

Summit Financial, LLC CRD 299322

$22.5B regulatory AUM 59 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 01/2017
  Fidelity Brokerage Services Llc
  Westlake, TX
• 01/2017 → 03/2020
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 03/2020 → 01/2024
  Facet Wealth
  Baltimore, MD
• 01/2024 → Present
  Summit Financial, Llc
  Parsippany, NJ

Previous Registrations

• 2020-03-20 → 2023-08-14
  Facet
  West Palm Beach, FL
  Windsor, CO
• 2017-01-23 → 2020-03-27
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 2014-12-01 → 2016-12-23
  Strategic Advisers Llc
  Westlake, TX
• 2011-06-01 → 2014-11-03
  Td Ameritrade, Inc.
  Fort Worth, TX
  Westlake, TX
• 2011-06-01 → 2014-11-03
  Td Ameritrade Investment Management, Llc
  Fort Worth, TX

Exams

• S66 Uniform Combined State Law Examination
  2011-05-26
• S63 Uniform Securities Agent State Law Examination
  2009-12-14

Designations

• Certified Financial Planner

Other Names

• Kenneth Connally