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Charles Chung Hsieh

Charles Schwab & Co., Inc.

Washington, DC

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2022-03-31
  • DC RA
    APPROVED
    Since 2022-03-31

Branch Locations

1845 K Street, N.W., Washington, DC 20006-1209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Gaithersburg MD 05/2006 09/2018
Td Ameritrade, Inc. Washington DC 02/2018 05/2024
Td Ameritrade Investment Management, Llc Washington DC 02/2018 09/2023
Charles Schwab & Co., Inc. Washington DC 01/2022 Present
Charles Schwab Bank, Ssb Washington DC 07/2022 Present
  • 05/2006 → 09/2018
    Scottrade, Inc.
    Gaithersburg, MD
  • 02/2018 → 05/2024
    Td Ameritrade, Inc.
    Washington, DC
  • 02/2018 → 09/2023
    Td Ameritrade Investment Management, Llc
    Washington, DC
  • 01/2022 → Present
    Charles Schwab & Co., Inc.
    Washington, DC
  • 07/2022 → Present
    Charles Schwab Bank, Ssb
    Washington, DC
Previous Registrations
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Gaithersburg, MD
    Washington, DC
  • 2018-02-27 → 2022-10-14
    Td Ameritrade, Inc.
    Gaithersburg, MD
    Washington, DC
  • 2017-08-14 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

Washington School of Chinese Language & Culture|Investment Related:No|2100 Wootton Parkway;Rockville;MD;20850;USA|Education|School Activities Coordinator|2025-09-07|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Semi-voluntary job. I am the coordinator for school's extracurricular activities on Sundays from September to May.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-14
S63 Uniform Securities Agent State Law Examination 2006-01-24
  • S66 Uniform Combined State Law Examination
    2017-08-14
  • S63 Uniform Securities Agent State Law Examination
    2006-01-24
Other Names
  • Chung-Chi Hsieh
  • Charles Hsieh

View on SEC IAPD

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BRYSPEN, INCORPORATED
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LPL FINANCIAL LLC
ORIDIAN CAPITAL MANAGEMENT, L.P.
C5 CAPITAL USA LLC
AEB CAPITAL
DOMINION FINANCIAL CONSULTANTS, LLC
A.G.P. / ALLIANCE GLOBAL PARTNERS

Other Investors

LEAH SAWYER BRYAN
GARY ANDREW EDMONDS
JAMES DARRELL ZACK
HSIAO-CHUAN CHANG
AMANDA JEAN ZACK
CHRISTINE RUSHIN MISTR
CHARLES DOUGLAS HARTLEY
Marilyn McKinnon

Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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