Richard James Walker

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → Present
  Morgan Stanley Smith Barney Llc
  Chicago, IL

Other Businesses

(1) 357340 - Mobile Depression Palace / Not Investment Related / Chicago, IL / Art, Culture / Songwriter, Vocalist, Guitarist / Start 30-October-2018 / 15 hours devoted monthly / 0 during trading / Write songs, book and perform concerts.

Exams

• S66 Uniform Combined State Law Examination
  2014-07-02

Other Names

• Rickey James Walker