Christopher Stephen Riggs

Current Employers

Employment History

• 08/2009 → 09/2023
  Sagepoint Financial, Inc.
  The Woodlands, TX
• 09/2023 → Present
  Osaic Wealth, Inc.
  The Woodlands, TX

Previous Registrations

• 2010-01-21 → 2023-09-01
  Osaic Services, Inc.
  The Woodlands, TX

Other Businesses

1) ALPHALYTICS RESEARCH, LLC POSITION: President NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 07/26/2015 ADDRESS: 1725 Hughes Landing Boulevard, Suite 1250, The Woodlands TX 77380, United States DESCRIPTION: Alphalytics Research publishes subscription-based macro-economic research for institutional and professional clients. The activity meets the publication exclusion to the Investment Advisers Act of 1940.The research is (a) impersonal, (b) bona fide (i.e. disinterested), (c) of gernal and regular circulation. 2) HARMAN WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/01/2010 ADDRESS: 1725 Hughes Landing Boulevard, Suite 1250, The Woodlands TX 77380, United States DESCRIPTION: Employee of Advisor Practice 3) ARCHANGEL ASSET MANAGEMENT POSITION: President NATURE: Archangel Asset Management is a family LLC utilized for family investments.It may invest in real estate, private placements, or other market investments. It does not solicit clients.It is a pass-through entity for tax purposes. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/30/2019 ADDRESS: 42 Juniper Grove Place, The Woodlands TX 77380, United States DESCRIPTION: Oversee the investment activity with the family LLC.

Exams

• S66 Uniform Combined State Law Examination
  2009-09-04