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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-10-25 |
| TX | RA | APPROVED_RES | 2018-10-12 |
Branch Locations
9000 Southside Blvd Bldg 600, Jacksonville, FL 32246 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
4803 Deer Lake Dr W, Jacksonville, FL 32246 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 12/2015 | Present |
I*4084265 Entity Type: Fiduciary role Name of OBA: K. A. D. Trustee of K. A. D. Trust Address: Ponte Vedra Beach, Florida, 32082 Investment Related: No Position, Title, Association: Executor Employee Start Date: 04/01/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Executor/Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-19 |
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