Thomas C Cleary

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA

Previous Registrations

• 2006-07-14 → 2007-02-21
  Ameriprise Financial Services, Llc
  Roseville, CA

Other Businesses

I*3189272, Entity Type: , Name of OBA: R R S and C L S Family Trust, Address: Davis, California, 95616, Investment Related: N, Position, Title, Association: Successor Trustee, Employee State Date: 12/01/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-11-17
• S66 Uniform Combined State Law Examination
  2006-07-13

Other Names

• Thomas Conrad Clearly
• Tom Cleary
• Thomas Conrad Cleary