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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-05-03 |
| TX | RA | APPROVED | 2024-05-02 |
Branch Locations
789 Sw Federal Hwy Ste 102, Stuart, FL 34994 • United States
Stuart, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stuart | FL | 01/2013 | 05/2024 |
| Bank Of America, N.A. | Stuart | FL | 10/2014 | 05/2024 |
| Rbc Capital Markets, Llc | Stuart | FL | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-13 |
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