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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-08-06 |
Branch Locations
3700 Old Redwood Hwy Ste 108 [Nj-Rbo], Santa Rosa, CA 95404 • United States
770 Tamalpais Dr Ste 220 [Nn-Rbo], Corte Madera, CA 94925 • United States
Petaluma, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Moraga | CA | 07/2014 | Present |
| Wells Fargo Advisors Llc | Moraga | CA | 07/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Moraga | CA | 11/2016 | Present |
M I M CORPORATION; INVESTMENT RELATED; STERLING HEIGHTS,MI; 30% OWNERSHIP; START 1/2/2020; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY; INV. RELATED; VICTOR,ID; 50% OWNERSHIP; START 10/7/2021; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; OWNER. WYDAHO LODGE LLC, INV RELATED, PETALUMA, CA, 50% OWNERSHIP WITH SPOUSE, START 10/27/2021, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTY. LEVANTINE MEDITERRANEAN CUISINE LLC; INV RELATED; PETALUMA, CA; 50% OWNERSHIP; START DATE 1/2/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING; CO-OWNER OF RESTAURANT. | LEVANTINO INC; INVESTMENT RELATED; VALLEJO, CA; 50% OWNERSHIP; 02/13/2025; 2 HOURS PER MONTH; NO HOURS DURING TRADING; INVESTING IN RESTAURANT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-18 |
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