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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-01-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Michael A Tartza, Cpa, P.A. | Wall | NJ | 05/1986 | 06/2021 |
| Avantax Investment Services, Inc. | Wall | NJ | 08/2009 | 02/2022 |
| Avantax Advisory Services | Wall | NJ | 02/2012 | 02/2022 |
| Mark R. Aumack, Cpa | Wall | NJ | 01/1995 | 01/2025 |
| Avantax Investment Services Inc. | Wall | NJ | 03/2022 | 12/2024 |
| Avantax Advisory Services | Wall | NJ | 03/2022 | 12/2024 |
| Cetera Advisors Llc | St Cloud | MN | 01/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-17 |
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