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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-11
FL RA APPROVED 2016-10-31
  • TX RA
    APPROVED
    Since 2024-01-11
  • FL RA
    APPROVED
    Since 2016-10-31

Branch Locations

25 West Cedar Street, Pensacola, FL 32502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Pensacola FL 07/2016 Present
  • 07/2016 → Present
    Stifel Nicolaus & Co Inc
    Pensacola, FL
Other Businesses

1. Covenant Health and Community Services, Inc.; 5101 North 12th Ave Ste B Pensacola, FL 32504; The entity is a not-for-profit public charity undergoing conversion to a private non-operating foundation; Board Member; I am part of a 13-member board guiding the transition of Covenant from an operating charity into a private non-operating foundation that will make grants in accordance with our vision and mission; 02/23/2026; 2hrs/mth; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-30
  • S66 Uniform Combined State Law Examination
    2016-08-30
Designations

View on SEC IAPD

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