James M Bopp

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  Morgan Stanley Wealth Management
  Roseville, CA
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2012-10-01 → 2012-10-22
  J.P. Morgan Securities Llc
  Granite Bay, CA
  Roseville, CA
• 2009-05-14 → 2012-10-01
  Chase Investment Services Corp.
  Sacramento, CA
  Rocklin, CA
  Antelope, CA
  Roseville, CA
  Roseville, CA
  Citrus Heights, CA
  Granite Bay, CA
  Lincoln, CA
  Oroville, CA
• 2006-04-07 → 2008-12-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Roseville, CA
  Sacramento, CA
  Sacramento, CA

Exams

• S66 Uniform Combined State Law Examination
  2006-04-06

Other Names

• James Bopp
• J. Matthew Bopp