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James M Bopp

Morgan Stanley

Roseville, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-03
CA RA APPROVED 2012-10-25
  • TX RA
    APPROVED_RES
    Since 2020-03-03
  • CA RA
    APPROVED
    Since 2012-10-25

Branch Locations

1478 Stone Point Drive Suite 500, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Wealth Management Roseville CA 10/2012 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 10/2012 → Present
    Morgan Stanley Wealth Management
    Roseville, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2012-10-01 → 2012-10-22
    J.P. Morgan Securities Llc
    Granite Bay, CA
    Roseville, CA
  • 2009-05-14 → 2012-10-01
    Chase Investment Services Corp.
    Sacramento, CA
    Rocklin, CA
    Antelope, CA
    Roseville, CA
    Roseville, CA
    Citrus Heights, CA
    Granite Bay, CA
    Lincoln, CA
    Oroville, CA
  • 2006-04-07 → 2008-12-22
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Roseville, CA
    Sacramento, CA
    Sacramento, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-06
  • S66 Uniform Combined State Law Examination
    2006-04-06
Other Names
  • James Bopp
  • J. Matthew Bopp

View on SEC IAPD

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MERCER GLOBAL ADVISORS INC.
NORTHROCK PARTNERS, LLC

Other Investors

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Christopher Bruce Stephenson
Kristofer Louis Jones
DANIEL HAVEN FULLER
Zachary Ward Scholfield
JULIA RAMONA SHILES
EDWARD JOSEPH BUNTING
BRADLEY SCOTT SULLIVAN

Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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