Jonathan Paul Fucci

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-08-06
CA	RA	APPROVED	2026-08-03

CT RA
APPROVED

Since 2026-08-06
CA RA
APPROVED

Since 2026-08-03

Branch Locations

Rocky Hill, CT • United States

432 Main Street Unit 105, Hartford, CT 06103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Infinex/United Bank	Bristol	CT	03/2016	11/2016
Key Investment Services Llc	Manchester	CT	11/2016	07/2026
Osaic Wealth, Inc.	Hartford	CT	07/2026	Present

03/2016 → 11/2016

Infinex/United Bank

Bristol, CT
11/2016 → 07/2026

Key Investment Services Llc

Manchester, CT
07/2026 → Present

Osaic Wealth, Inc.

Hartford, CT

Previous Registrations

2016-12-01 → 2026-08-05

Key Investment Services Llc

Manchester, CT

Branford, CT

Cohoes, NY

Brooklyn, OH
2016-03-11 → 2016-11-28

Osaic Institutions, Inc.

Bristol, CT
2014-07-08 → 2015-01-12

First Allied Advisory Services, Inc.

Farmington, CT
2014-07-01 → 2014-07-03

Concourse Financial Group Securities, Inc.

Farmington, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-07-01
S63	Uniform Securities Agent State Law Examination	2010-01-11

S66 Uniform Combined State Law Examination

2014-07-01
S63 Uniform Securities Agent State Law Examination

2010-01-11

Other Names

Jon Paul Fucci
Jonathan Fucci

View on SEC IAPD