Best Investors Account Sign in
Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-11-29
  • WI RA
    APPROVED
    Since 2021-11-29

Branch Locations

Parrish, FL • United States

One Northwestern Mutual Way, Franklin, WI 53132 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Shawnee Mission KS 09/2015 08/2021
Fifth Street Baptist Church Key West FL 11/2016 02/2018
Home Assawoman VA 12/2017 Present
Northwestern Mutual Life Insurance Milwaukee WI 10/2021 Present
Northwestern Mutual Investment Services Llc Franklin WI 11/2021 Present
Mbo Partners Milwaukee WI 10/2021 02/2022
  • 09/2015 → 08/2021
    Waddell & Reed, Inc
    Shawnee Mission, KS
  • 11/2016 → 02/2018
    Fifth Street Baptist Church
    Key West, FL
  • 12/2017 → Present
    Home
    Assawoman, VA
  • 10/2021 → Present
    Northwestern Mutual Life Insurance
    Milwaukee, WI
  • 11/2021 → Present
    Franklin, WI
  • 10/2021 → 02/2022
    Mbo Partners
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-01
  • S66 Uniform Combined State Law Examination
    2012-11-01
Other Names
  • Joanna Rachel Barch

View on SEC IAPD

More in Parrish, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor