Benjamin Zai Min Yeung

Employer firm

Seaborn Financial, LLC CRD 159073

$151M regulatory AUM 42 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Seaborn Financial, Llc

Austin, TX • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-01-28
TX	RA	APPROVED	2025-01-28

MD RA
APPROVED

Since 2025-01-28
TX RA
APPROVED

Since 2025-01-28

Branch Locations

Silver Spring, MD • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self - Employed	Silver Spring	MD	01/2009	Present
Fai Wealth Management	Columbia	MD	04/2014	12/2017
Seaborn Financial, Llc	Austin	TX	09/2024	Present
Fai Wealth Management	Columbia	MD	01/2018	05/2020

01/2009 → Present

Self - Employed

Silver Spring, MD
04/2014 → 12/2017

Fai Wealth Management

Columbia, MD
09/2024 → Present

Seaborn Financial, Llc

Austin, TX
01/2018 → 05/2020

Fai Wealth Management

Columbia, MD

Previous Registrations

2018-02-12 → 2020-05-27

Fai Wealth Management

Columbia, MD

Other Businesses

BZY, LLC, FOUNDER, NOT INVESTMENT RELATED, 12409 GREENHILL DR, SILVER SPRING, MD 20904, STARTED 10/2017, 30 HRS/MONTH, NO HOURS DURING SECURITIES TRADING HOURS. Deliver tutoring services to high school and college students in various STEM subjects. Related record-keeping and administrative duties.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2009-09-09

S63 Uniform Securities Agent State Law Examination

2009-09-09

Designations

Certified Financial Planner

View on SEC IAPD