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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-08-25 |
| AZ | RA | APPROVED | 2025-03-10 |
Branch Locations
Oro Valley, AZ • United States
818 W Riverside #425, Spokane, WA 99201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Premier Partners Wealth Management | Spokane | WA | 10/2024 | 01/2025 |
| Unemployed - Full Time Homemaker | Oro Valley | AZ | 12/2022 | 10/2024 |
| Unemployed - Full Time Homemaker | Tembagapura | 12/2021 | 12/2022 | |
| Unemployed - Full Time Homemaker | Liberty Lake | WA | 03/2020 | 12/2021 |
| Unempoloyed - Full Time Homemaker | Tembagapura | 11/2017 | 03/2020 | |
| Unemployed - Full Time Homemaker | Scottsdale | AZ | 08/2016 | 11/2017 |
| Lpl Financial Llc | Oro Valley | AZ | 01/2025 | Present |
1 - 10/2024 - Real Estate Rentals - Real Estate Rental - Inv Related - 2 Hour/Month - 0.5 Hour During Trading - AZ 85737 - OBA Start Date: 02/01/2018. 2 - 10/2024 - Premier Partners Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 8 Hours During Trading - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-07 |
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