Rubens Fernandes Botaro

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 07/2025
  Citigroup
  New York, NY
• 07/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Previous Registrations

• 2021-07-23 → 2025-07-31
  Citigroup Global Markets Inc.
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY

Other Businesses

I*2675276, Entity Type, Name of OBA:Rental Property 1 Address: Saratoga SpringsNew York12866 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 04/15/2022No Hours: 0 No Hours during trading:0 Duties:I*2679271, Entity Type, Name of OBA: G Street Condominium Address:New YorkNew York10013 Investment Related: No Position, Title, Association: Board Member Employee Start Date:11/01/2014 No Hours: 1 monthly No Hours during trading: 0 Duties: Board member at large Duties are generally related to reviewing performance of the management company hired by the board to manage the building and discuss/decide on issues and suggestions sent to the board by other residents. I have no "named" role on the board, such as president or treasurer, and have no ability to direct payments or any investments. Board of residents at the G Street Condominium in New York City, where employee lives I*4560274 Entity Type: N/A Name of OBA: Rental Property - 12-May-26 - 1 Address: Brewster, Massachusetts, 2631 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 06/20/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: N/A

Exams

• S66 Uniform Combined State Law Examination
  2021-07-23
• S63 Uniform Securities Agent State Law Examination
  2006-03-14

Other Names

• Rubens Fernandes Botaro
• Rubens Fernandes Botaro
• Rubens Botaro