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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-09-19 |
| IL | RA | APPROVED | 2021-01-07 |
Branch Locations
800 Westchester Ave, Rye Brook, NY 10573 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors | Rye Brook | NY | 03/2011 | 12/2020 |
| Hightower Securities Llc | Rye Brook | NY | 12/2020 | Present |
| Hightower Advisors Llc | Rye Brook | NY | 12/2020 | Present |
1)BRIAN GLORIA 181 N. 7TH STREET BETHPAGE, NY 11714 CATEGORY:RETAIL SERVICE INVESTMENT-RELATED:NO TITLE: COMPETATIVE DRAG RACING DUTIES: DRAG RACE COMPETIVELY AT NHRA (NATIONAL HOT ROD ASSOCIATION) START DATE: 07/14/2012 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS:0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-12 |
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