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Joshua J Gottron

LPl Financial LLC

Jefferson, OH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-08-31
  • OH RA
    APPROVED
    Since 2022-08-31

Branch Locations

45 East Satin Street, Jefferson, OH 44047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwest Bank Ashtabula OH 07/2018 12/2020
Us Bank, N.A. North Kingsville OH 07/2013 07/2018
Unemployed Rock Creek OH 12/2020 02/2021
Cetera Advisor Networks El Segundo CA 02/2021 08/2022
Pelorus Financial Group Llc Jefferson OH 01/2021 Present
Lpl Financial Llc Jefferson OH 08/2022 Present
  • 07/2018 → 12/2020
    Northwest Bank
    Ashtabula, OH
  • 07/2013 → 07/2018
    Us Bank, N.A.
    North Kingsville, OH
  • 12/2020 → 02/2021
    Unemployed
    Rock Creek, OH
  • 02/2021 → 08/2022
    Cetera Advisor Networks
    El Segundo, CA
  • 01/2021 → Present
    Pelorus Financial Group Llc
    Jefferson, OH
  • 08/2022 → Present
    Jefferson, OH
Previous Registrations
  • 2021-04-14 → 2022-09-01
    Cetera Wealth Services, Llc
    Jefferson, OH
Other Businesses

1)08/22/2022 - Pelorus Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 08/2022 2)08/22/2022 - Pelorus Financial Group - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 02/2021 - 20 Hr/Mth 3)08/22/2022 - Notary - State of OH - Inv Rel - Start: 10/2018 4)08/22/2022 - CRIL Investments LLC - Owner - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Rock Creek, OH - Start: 01/2021

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-08
  • S66 Uniform Combined State Law Examination
    2021-07-08
Other Names
  • Joshua J Grotton

View on SEC IAPD

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