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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2011-04-13 |
| TX | RA | APPROVED | 2011-04-11 |
Branch Locations
777 E Eisenhower Pkwy, Ann Arbor, MI 48108 • United States
Ann Arbor, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ann Arbor | MI | 03/2011 | Present |
| Bank Of America, N.A. | Ann Arbor | MI | 07/2011 | Present |
1) I*43378 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DSW INVESTMENTS INVESTMENT RELATED: N ADDRESS OF BUSINESS: WEST BLOOMFIELD, MICHIGAN 48323 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 7/30/2011 NUMBER OF HOURS DEVOTED: 20 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ENTITY HOLDS RESIDENTIAL REAL ESTATE (RENTING OUT OF OUR FORMER PRIMARY RESIDENCE) AND TWO INVESTMENTS IN MULTI FAMILY APARTMENT BUILDINGS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-03 |
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