Sara E Wohl

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ann Arbor, MI
• 07/2011 → Present
  Bank Of America, N.A.
  Ann Arbor, MI

Other Businesses

1) I*43378 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DSW INVESTMENTS INVESTMENT RELATED: N ADDRESS OF BUSINESS: WEST BLOOMFIELD, MICHIGAN 48323 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 7/30/2011 NUMBER OF HOURS DEVOTED: 20 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ENTITY HOLDS RESIDENTIAL REAL ESTATE (RENTING OUT OF OUR FORMER PRIMARY RESIDENCE) AND TWO INVESTMENTS IN MULTI FAMILY APARTMENT BUILDINGS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-04-08
• S63 Uniform Securities Agent State Law Examination
  2010-02-03

Other Names

• Sara Nelson
• Sara Elizabeth Nelson